2016 - Financial Supervision Commission

ATTACHED FILES ( 334 )

CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - RIDGE CAPITAL MARKETS (12.01.2017)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - D. PEDRO VICENTE GARRIDO GARRIDO (12.01.2017)
FCA of the United Kingdom would like to alert all recipients that: Mulvey & Hanson LLP is NOT authorised under the FSMA to carry on a regulated activity in the UK (12.01.2017)
FCA of the United Kingdom would like to alert all recipients that Rothschild Private Wealth (Clone of FCA Authorised Firm) is NOT authorised under the FSMA to carry on a regulated activity in the UK (12.01.2017)
FCA of the United Kingdom would like to alert all recipients that Horseshoe Credit Union Ltd (Clone of FCA authorised firm) is NOT authorised under the FSMA to carry on a regulated activity in the UK (12.01.2017)
CSSF warns the public of the activities of an entity named Collardi Capital Management S.A. (12.01.2017)
CONSOB) reports that Advanced Binary Technologies Ltd, Cumberland Capital Ltd, Altair Entertainment Nv, Payific Ltd, Capital Force Ltd, Brooks Partners, Pel Ltd, S&Y Market Kft, Broker Yard, Techofin Ltd and OCapital Lp are not authorised to provide investment services and business in Italy in any way (12.01.2017)
The AMF is publishing a list of new websites offering binary options trading, for which no authorized investment services provider could be clearly identified (12.01.2017)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - clickbanca.es (22.12.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - fb-one.com (22.12.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - Solidary Markets FX (“SMFX”) (22.12.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - stockscall.com (22.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Totally Money is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Westburn Finance is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
AFM warns consumers not to respond to offers from Orix Capital Trading (22.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Ernst Hofsetter Asset Management is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Reinhard Hofer International / Reinhard Hofer Venture Partners is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
FCA would like to alert ESMA that Novostar Finance Co Ltd is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
CONSOB has adopted a measure prohibiting the offering to the public resident in Italy made by the company Recyclix SP. Z.O.O. (22.12.2016)
CONSOB reports that the companies Pel Ltd and Kakao Ltd are not authorised to carry out investment services and activities in Italy in any way (22.12.2016)
FCA of the United Kingdom would like to alert all recipients that Lawson Management Group LLC is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (22.12.2016)
CSSF warns the public about the company Alpha Innovative Strategies Ltd (22.12.2016)
CONSOB has suspended for a period of 90 days Service Merchant Corp (22.12.2016)
CONSOB reports that companies Dsmg Ltd and Europe Ridge Eood are not authorised to carry out investment services and business in Italy in any way (22.12.2016)
FCA of the United Kingdom would like to alert all recipients that IBA Markets / International Brokers Association Markets is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
The CSSF informs the public that an entity named Sfilbank is unknown to it and that the entity has not been granted any authorisation to provide banking and/or financial services in or from Luxembourg (22.12.2016)
FCA would like to alert ESMA that Penflow Ltd is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
FCA of the United Kingdom would like to alert all recipients that Money Matcher Ltd is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
Central Bank of Ireland Issues Warning on Unauthorised Firm - GVQ Investment Funds (Dublin) plc (22.12.2016)
Finansinspektionen (FI) Warning regarding Tokachi Group (22.12.2016)
Finansinspektionen (FI) Warning regarding Lexus Group (22.12.2016)
Finansinspektionen (FI) Warning regarding Nikko-Desjardins Asset Management (22.12.2016)
FCA of the UК would like to alert all recipients that Campton Capital Partners is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
MFSA has become aware that the Malta registered company Coinspace Ltd. (22.12.2016)
FCA would like to alert ESMA that Capital Bridging Finance No.1 Limited is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
FCA would like to alert ESMA that Finance 2All (clone of an authorised firm) is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
FCA of the UК would like to alert all recipients that Graceful Motors Ltd is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
FCA of the United Kingdom would like to alert all recipients that Einstein Transfer Ltd is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UК (22.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that My Money Solutions is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (05.12.2016)
CONSOB reports that two sites cannot be traced to subjects authorised to provide investment services and activities in Italy (05.12.2016)
The Netherlands Authority for the Financial Markets (AFM) warns consumers not to respond to offers from Monex BMO Securities (05.12.2016)
Central Bank of Ireland Issues Warning on Unauthorised Investment Firm/Investment Business Firm - Ono Ventures (Japan) (05.12.2016)
AMF issues a public warning concerning communication from BLUE STONE LTD and companies related to it with respect to diamond investment offers (05.12.2016)
FSMA warns the public against the activities of various "boiler rooms" and “recovery rooms” that are contacting Belgian consumers (05.12.2016)
CONSOB reports that the companies: Piortello Ltd and Go24Invest are not authorised to provide investment services in Italy in any way (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that M J Ansen (Clone of EEA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (05.12.2016)
Warning against confusion/copying of website of BLS Capital Fondsmæglerselskab A/S (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Watkins Consultancy Ltd is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (05.12.2016)
CONSOB reports that the companies Nemesis Capital Limited and Nemesis Capital Bg Limited are not authorised to provide investment services or carry out activities in Italy in any way (05.12.2016)
The Central Bank today published the name of an unauthorised investment firm, Lawson Management Group LLC (USA) (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that The Loan Lenders is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Search Loans Ltd is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Pearson Global Markets / Pearson Private Clients is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that SSW Market Making GmbH is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - BANCO CFD (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Avalon Consultancy is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Algo Capitals (clone of FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Rhodium Forex / WR Trade is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Kojima Ventures is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Miyake Gould Mergers and Acquisitions is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that DVP Consulting GmbH (Clone of EEA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the UK (05.12.2016)
FCA of the United Kingdom would like to alert all recipients that Zimmermann Global (Clone of EEA authorised firm) is NOT authorised under the FSMA to carry on a regulated activity in the UK (05.12.2016)
The Financial Conduct Authority (“FCA”) would like to alert ESMA that Flexy Finance is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Loanfactory (clone of an authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Carlease Ltd (clone of an authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Federated Mutual Insurance UK is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Brits Finance (clone of an authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Commissione Nazionale per le Società e la Borsa (CONSOB) reports that the companies Arboretix Trading Limited and Vortex Assets Corporation are not authorised to provide investment services or carry out activities in Italy (28.10.2016)
The ACPR and the AMF are publishing a list of new websites and entities offering investments on the unregulated foreign exchange (Forex) market in France, without authorisation to do so (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Knight Capital Markets is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Prudential Consultants / Prudential Group is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Shaks Specialist Cars (clone of FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Click Search Media t/a Debt Friendly (clone of FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Zidex Financials (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Corpserv is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Titanium Wealth Management is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Millionet Investment Management Limited (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Adexec Loans & Financial Solutions (clone) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Telford and Bernstein is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Treasury Advisory Group is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Pan Asia Pacific Mergers and Acquisitions is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Farnhams Consulting Group is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that SLS Trade is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Bradley & Nowell LLC is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - Financial Markets Limited is not authorised to provide the investment services (28.10.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - Maxi Services Ltd is not authorised to provide the investment services (28.10.2016)
MFSA WARNING - Provident Capital Management (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Clayton & Fisher Advisors is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (28.10.2016)
CSSF warns the public of the activities of an entity claiming to be called Algebra Investments S.A (28.10.2016)
MFSA WARNING - MXTrade - Grizzly Limited (28.10.2016)
MFSA WARNING - TradingBanks - Grizzly Limited (28.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Chiba & Associates is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Purple Loans (clone) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Charming Money Limited t/a Debt Vanish and Debt Rid is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Commissione Nazionale per le Società e la Borsa (CONSOB) reports that the companies Arboretix Trading Limited and Touch Trades Limited are not authorised to provide investment services or carry out activities in Italy (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Loan In A Flash (clone of FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Credit Poor (clone of FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Hargreaves Lansdown (clone of FCA authorised firm)is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Thomas & Johnson Consultancy is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Fxmarketlive Pty Ltd (12.10.2016)
Central Bank of Ireland Issues Warning on Unauthorised Investment Firm/Investment Business Firm (12.10.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - GRUPO GARINTIA 2015, S.L is not authorised to provide the investment services (12.10.2016)
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM - JORGE BLANCO DOVAL JOSE LUIS MARTIN CORDOBA are not authorised to provide the investment services (12.10.2016)
CONSOB) reports that the companies - I.S. Signal Trader Limited, with declared headquarters in Cyprus, is not authorised to provide investment or other services in Italy in any way (12.10.2016)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Royal Private Bank of Luxembourg (12.10.2016)
Costello & Rubin Attorneys at Law (USA) is not authorised by the Central Bank of Ireland as an investment firm, investment business firm or to provide investment advice (12.10.2016)
Central Bank of Ireland Issues Warning on Unauthorised Investment Firm/Investment Business Firm - 3G Equity Partners (Brazil) (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Industrial and Commercial Bank of China (Europe) SA – Clone of EEA authorised firm is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Commissione Nazionale per le Società e la Borsa (CONSOB) has prohibited a) the offering to the public resident in Italy of investments of a financial nature promoted by Innovative Investment Holding Ltd (12.10.2016)
CONSOB reports that the companies Tix Group Ltd and Jedi Marketing Ltd, Gettoption, Global Reach Ltd is not authorised to provide investment services and business in Italy in any way (12.10.2016)
MFSA WARNING EMEXPAY (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Loan.co.uk (clone of an authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that All UK Lenders (clone of an authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by 53option (12.10.2016)
CONSOB reports that the companies Tix Group Ltd and Jedi Marketing Ltd., Gettoption, Global Reach Ltd. is not authorised to provide investment services and business in Italy in any way (12.10.2016)
Warning regarding Ashwood Finance (12.10.2016)
Warning regarding Arai, Endo and Associates (12.10.2016)
Warning regarding Oshiro Associates (12.10.2016)
Warning regarding Asashi Mergers & Acquisition Group (12.10.2016)
Warning regarding Integrity Research Group (12.10.2016)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Questra Holdings (12.10.2016)
INVESTMENT OFFERS OF THE PYRAMIDAL TYPE AND PONZI SCHEMES: THE FSMA WARNS THE PUBLIC (12.10.2016)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of a Luxembourg company named Corporate Loan Capital S.A. (12.10.2016)
The Netherlands Authority for the Financial Markets (AFM) warns consumers not to respond to offers from: Ashwood Finance, Kenje Group and Jacob L. Callan (12.10.2016)
Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Amberfield Group (12.10.2016)
Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Dodson Norwood (12.10.2016)
Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Integra Option (12.10.2016)
Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Wheaton Capital (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Alfred Lettner (clone of EEA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that DMS Investment Management Services (clone of EEA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Morgan Stanley / Morgan Stanley & Co Ltd (clone of an FCA authorised firm) is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
CONSOB reports that the company FXGlory Ltd, CFI Holding Group is not authorised to provide investment services and business in Italy in any way (12.10.2016)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that Utility Bill Solutions is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) would like to alert ESMA that South Finance (Clone of FCA Authorised firm) is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) would like to alert ESMA that Knight Cover is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
The Financial Conduct Authority (“FCA”) would like to alert ESMA that Apex UK Loan is not authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom (12.10.2016)
WARNING - UT Markets (05.10.2016)
Den Danske Metode (26.08.2016)
Philippe Torres (website: http://philippetorres.com) (26.08.2016)
CF Investment Funds (Clone of FCA Authorised Firm) (26.08.2016)
BPJ Services (26.08.2016)
Natix Bank (Clone of FCA Authorised Firm) (26.08.2016)
Wheaton Capital Limited (clone of FCA authorised firm) (26.08.2016)
Piper Jaffray (clone of FCA authorised firm) (26.08.2016)
Inter Global Limited (26.08.2016)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of various companies operating illegally within the territory of Belgium, most of them in the binary options, forex products and/or CFD sectors (26.08.2016)
JB Trade Finance (clone of FCA authorised firm) (26.08.2016)
Grove Capital Advisors Ltd (26.08.2016)
Clayton & Oakley Investments (Ireland) (26.08.2016)
IBL Markets (clone of FCA authorised firm) (26.08.2016)
UNITED TRADING MARKETS (UT MARKETS), CFD GLOBAL LTD. and STP MARKETS (22.08.2016)
5GULDEN CORPORATION LIMITED; 5Gulden Corporation Ltd (04.08.2016)
IT- GROUP Sucursal en España (03.08.2016)
WESTGATE CONSULTING GROUP (03.08.2016)
Warning regarding Larse Capital Ltd (03.08.2016)
Traditional Funds plc (www.traditionalfundsplc.com) (03.08.2016)
Royalton Capital Group (03.08.2016)
Name- Thornton & Tresk/ TT Financial (03.08.2016)
Ritzcoin Technologies Inc. (03.08.2016)
GS Loans (clone of FCA authorised firm) (03.08.2016)
Boiler Room Name: Portsea Asset Management LLP (clone of FCA authorised firm) (03.08.2016)
Ellis & Reid Investments (03.08.2016)
Your Trade Choice http://yourtradechoice.net / http://yourtradechoice.com (03.08.2016)
Capita Group (USA) / Farnhams Consulting Group (USA) (03.08.2016)
Homeowner Loans / Advantage Leads (clone) (03.08.2016)
Bit Management Ltd (03.08.2016)
Unemployed Loans (03.08.2016)
THE FSMA WARNS THE PUBLIC AGAINST VARIOUS COMPANIES ENGAGING IN UNAUTHORIZED ACTIVITIES IN BELGIUM (03.08.2016)
Boiler Room Name: UBS Global Investment Management Ltd (Clone of FCA & EEA authorised firms) (03.08.2016)
Boiler Room Name: Kaufman Franz Wealth Management (clone of EEA authorised firm) (03.08.2016)
Costello & Rubin LLP (03.08.2016)
U-Nex Global Ltd and U-Nex Solutions Srl (03.08.2016)
Boiler Room Name: Baumer Mansoor Financial Advisory (03.08.2016)
Natix Bank (website: www.natix-lu.com/1ww/private/) (03.08.2016)
Pan Asia Pacific Mergers & Acquisitions (Japan) (03.08.2016)
ESMA issues warning on sale of speculative products to retail investors (25.07.2016)
Warning againstNippon Capital Asset Management and Osaka Financial (12.07.2016)
http://tradingforex.es/ (12.07.2016)
Boiler Room Name: Traditional Funds Plc (clone of FCA authorised firm) (12.07.2016)
Boiler Room Name: MFG Investments (clone of FCA authorised firm) (12.07.2016)
Boiler Room Name: Bauer Schmidt & Guenter (12.07.2016)
Boiler Room Name: Capita Consult (12.07.2016)
Stanford Law (12.07.2016)
Cohen & Partners (12.07.2016)
Fuji Credit Asset Management (12.07.2016)
Clone Firm: Fast Loans Now (clone of an FCA authorised firm) (12.07.2016)
Locker Capital Management or Locker Global Management (12.07.2016)
Soren Moller (12.07.2016)
ATHOS INTERNATIONAL MANAGEMENT SPRL - “EAGLE CREST INSURANCE” - “EAGLE CREST UNDERWRITER” (12.07.2016)
Boiler Room Name: Nomura Levy Mergers & Acquisitions (12.07.2016)
TFX Traders (12.07.2016)
The FSC warns the public for unlicensed participants on the capital market (12.07.2016)
Epic Loans (12.07.2016)
Mizuho Corporate Global (12.07.2016)
Shelden Associates (12.07.2016)
Ephraim Global (12.07.2016)
Cannon Corporate Consultants (12.07.2016)
Simple Finance (clone of FCA authorised firm) (12.07.2016)
Boiler Room Name: Novus Capital Management (clone of a former FCA authorised firm) (12.07.2016)
Banco FX (12.07.2016)
Sterling Consultancy Options (clone) (12.07.2016)
Gruber & Taylor Co (USA) (12.07.2016)
SFKK TRADING SOLUTIONS https://www.stcapitals.com (12.07.2016)
TDB-OPTIONS LIMITED http://www.banco-binario.com/es/ http://banco-binario.net/ http://opcionesbinarias-bancobinario.net/ http://bancobinario-finanzas.net/ http://investingbinario.com/ http://bolsalp-banco-binario.com/ http://www.tradesopcionesbinarias.com/ (12.07.2016)
iClick Loans (clone of a former authorised firm) (12.07.2016)
Cheshire Capital Ltd (12.07.2016)
Balmoral International Group Sa; Venice Forex Investment Doo (03.06.2016)
GSH Solutions (03.06.2016)
China Beijing Mergers & Acquisitions Corporation (03.06.2016)
Cvc Ltd (03.06.2016)
Hans Bernauer (www.hansbernauer.com) (03.06.2016)
Shaw, Edwards, Emmerson & Knight LTD LLP (SEEK Ltd. LLC/LLP) (03.06.2016)
IPC Capital (03.06.2016)
Nankai Group (03.06.2016)
Yamamoto International (03.06.2016)
Scorpion Loans (03.06.2016)
Financial Services Net Ltd (clone of FCA registered firm) (03.06.2016)
Sure Money UK (clone of FCA authorised firm) (03.06.2016)
Martin Pranz (clone of EEA authorised firm) (03.06.2016)
http://alphacmarkets.com/ (03.06.2016)
Tiger Asset Management - www.tigerassetmanagement.net (03.06.2016)
Nippon Holdings (or Nippon Capital Asset Management) and Osaka Financial (03.06.2016)
THE FSMA ONCE AGAIN WARNS THE PUBLIC AGAINST VARIOUS COMPANIES ENGAGING IN UNAUTHORIZED ACTIVITIES IN BELGIUM (03.06.2016)
GERARD & ALTERMAN (CLONED FIRM) (03.06.2016)
HOOVER BRIGHT INDEPENDENT FINANCE ADVISOR AND CC MANUEL TRADING (03.06.2016)
MITSUI CREDIT GLOBAL (OR MITSUI CREDITS), RESONA CORPORATE PARTNERS, FRANKLIN TRANSFER SERVICES, MING FU (HK) INDUSTRIAL LIMITED, EKL INTERNATIONAL CO. LIMITED, HADID RAVAN CO. LIMITED AND BAUWAY TECHNOLOGY LIMITED (03.06.2016)
ALFA ONE CORPORATION, THE SOUTHWOOD GROUP AND MICRON ASSOCIATES (03.06.2016)
APEX EQUITIES, SOUTH-EAST ASIA TRADERS AND SOUTH-EAST ASIA REGISTRAR (03.06.2016)
ASIA PACIFIC BROKERAGE SERVICES LIMITED (03.06.2016)
BOW FINANCIAL (03.06.2016)
FUJI CREDIT ASSET MANAGEMENT (OR FUJI CREDIT J-LLC) (03.06.2016)
GEMINI ACQUISITIONS AND ESCROW SERVICE GROUP (03.06.2016)
THE FSMA WARNS THE PUBLIC AGAINST VARIOUS COMPANIES OPERATING ILLEGALLY WITHIN BELGIUM (03.06.2016)
ATLANTIC FINANCE (03.06.2016)
ISLAND FINANCE (03.06.2016)
SOLAR COURTAGE (03.06.2016)
Grosvenor Capital / GCR Capital (03.06.2016)
Unsecured Loan For All / Unsecured Loan 4 All (clone of FCA authorised firm) (03.06.2016)
Unsecured Loan Call Me (clone of FCA authorised firm) (03.06.2016)
Sameday Loans (03.06.2016)
Quick Financers (03.06.2016)
Capstone Financial Development (Switzerland) (03.06.2016)
Watters & Partners Ltd (03.06.2016)
Archipel Fund (www.archipelfund.com) (03.06.2016)
Schulz and Partner (clone of EEA authorised firm) (03.06.2016)
The ACPR and the AMF warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so (03.06.2016)
The Autorité des Marchés Financiers (AMF) issues a general public warning about sites touting the benefits of an algorithm and linking to a trading platform, and a specific warning about Preditrend (03.06.2016)
GFS Management Limited (26.04.2016)
GS Loans (26.04.2016)
Loans Today (26.04.2016)
Best Loans Limited (26.04.2016)
Russell and Partners Trust Financial Management (Russell and Partners) (26.04.2016)
Exo Capital Markets Ltd and Global Fin Service Ltd; Titan Trade Capital Limited, Dom Technology Services Ltd and Titan Trade Solutions Ltd (26.04.2016)
Liberum Capital Limited (26.04.2016)
Amicus Investment Ltd, VGM Business Ltd and Helix Capital Investments Ltd (26.04.2016)
UNITED INVESTMENT FEDERATION, S.L. (26.04.2016)
https://www.ibamarkets.com/ (26.04.2016)
CJR Investments (26.04.2016)
Bradley & Rogers / Bradley Rogers LLC (26.04.2016)
Rushmoor Associates (26.04.2016)
I Cash Advance (clone of FCA authorised firm) (26.04.2016)
MTL Index (26.04.2016)
BINARY OPTIONS AND FOREX PRODUCTS: THE FSMA ONCE AGAIN WARNS THE BELGIAN PUBLIC AGAINST VARIOUS COMPANIES OPERATING ILLEGALLY ON THE TERRITORY OF BELGIUM (26.04.2016)
Velasco & Asociados / www.velascoyasociados.es (26.04.2016)
Norbert Mach (clone of EEA authorised firm) (26.04.2016)
Raymund Servais (clone of EEA authorised firm) (26.04.2016)
Carlson & Clarke Management Group (26.04.2016)
Gerard & Alterman / Gerard and Alterman (Cloning EEA authorised firm) (26.04.2016)
Fort Global Fund Managers (Imitating an FCA Authorised firm) (26.04.2016)
Yamazaki Acquisition Group (Japan) (26.04.2016)
Carlsson and Capehart Group Ltd (USA) (26.04.2016)
Capital Trust Ventures (26.04.2016)
International Mergers LLP / International Mergers & Acquisitions LLP (26.04.2016)
Frans Ternier (08.04.2016)
Thompson Advisors (08.04.2016)
Aspect fund Managers Plc (08.04.2016)
Edward Collins Associates (08.04.2016)
Resolution Fund International (08.04.2016)
Ferrier Group (08.04.2016)
Winton Fund Managers (08.04.2016)
Crown Corporate Consultants (08.04.2016)
Launton Wealth (08.04.2016)
Asia Pacific Limited (08.04.2016)
Different Choice FBC Inc. / Forex Club Inc. (08.04.2016)
The Autorité des Marchés Financiers (AMF) issues a public warning against the activities of unauthorised websites offering binary options trading (08.04.2016)
www.belforfx.com/es / www.isocialfx.com/es is (08.04.2016)
www.escueladetraders.org / www.escueladetraders.es (08.04.2016)
W Parker Consultants LLC (08.04.2016)
Cole & Rushton LLC and Ernst & Taylor LLP (08.04.2016)
The Autorité des Marchés Financiers (AMF) issues a public warning against the activities of unauthorised websites offering binary options trading (08.04.2016)
The Autorité des Marchés Financiers (AMF) issues a public warning against the activities of unauthorised websites offering binary options trading (08.04.2016)
Osaka Financial (16.03.2016)
FX-CI Ltd (16.03.2016)
Reef Capital Advisors (16.03.2016)
Whitehall Capital Group (16.03.2016)
Gemini Acquisitions (16.03.2016)
Escrow Service Group (16.03.2016)
QMI Financial (16.03.2016)
Roland Puchta (Clone of EEA Authorised Firm) (16.03.2016)
Resolution Investments Plc (clone of FCA authorised firm) (16.03.2016)
Oil & Gas Invest AG (16.03.2016)
www.empireoption.com (16.03.2016)
Ferrier Group (USA) (16.03.2016)
Evercore (clone of FCA authorised firm) (16.03.2016)
Warnings about binary options platforms (16.03.2016)
Mannex Global Corp LLC (18.02.2016)
Samson Capital Group (18.02.2016)
O.S.B. CONSULTORES ASOCIADOS EN LA MISMA DIRECCION, S.L. (18.02.2016)
TIGER ASSET MANAGEMENT LLC BULGARIA and TIGER ASSET MANAGEMENT GMBH, AUSTRIA (18.02.2016)
www.activmarkets.com / ACTIVMARKETS - www.brokers500.com / MARKET CITY INTER. SRL - www.cvcgroups.com / CVC LTD - www.zarforex.com / RGV MEDIA LTD (18.02.2016)
Mitsui Credit Global (18.02.2016)
Millennium Capital Partners (18.02.2016)
Malcolm Consultancy Ltd (18.02.2016)
Green Investment House Corp. (FXMARKER) www.fxmarker.com (18.02.2016)
LandMark Trade Ltd. (IMPERIAL OPTIONS) www.imperialoptions.com (18.02.2016)
FIRST BUSINESS ORIENTATION, S.L. (18.02.2016)
https://www.bktrading.com/es/ is (18.02.2016)
http://www.financika.com/home (18.02.2016)
http://www.safeklik.com/es/ (18.02.2016)
KANSAI & PARTNERS (25.01.2016)
Kramer and Associates Management Group LLC (25.01.2016)
Prusik (clone of FCA authorised firm) (25.01.2016)
Zar Forex Capital Markets Ltd / RGV Media Ltd / RGV Holdings Ltd (25.01.2016)
WINTON (Clone of FCA authorised firm) (25.01.2016)
JJ Bauer Asset Management (25.01.2016)
KMJ Limited (25.01.2016)
WINTON (clone of FCA authorised firm) (25.01.2016)
SHERMAN CONSULTANCY GROUP (25.01.2016)
Right Capital Services (25.01.2016)
Kirkwood Global (25.01.2016)
https://www.citrades.com/ (25.01.2016)
http://www.traderfxcapital.com/ (25.01.2016)
ProfitSamler (25.01.2016)
EARNEST & MEDWELL INTERNATIONAL (21.10.2015)