Legal Framework Regulations Codes Laws Ordinances Rules and regulations Rate schedule for the fees Measures on preventing money laundering Regulatory activity program Public Consultations Guidelines and recommendations of European regulatory and supervisory authorities Choose a sort method: -- Ordering method -- Sequential Number Date Name ATTACHED FILES ( 39 ) Guidelines on certain aspects of the MiFID II suitability requirements (07.01.2019)POLICY OF THE FINANCIAL SUPERVISION COMMISSION ON THE IMPLEMENTATION OF § 27, § 28 AND § 29 OF THE TRANSITIONAL PROVISIONS OF THE LAW ON AMENDMENTS TO THE FINANCIAL SUPERVISION COMMISSION ACT (15.05.2018)Guidelines on the management body of market operators and data reporting services providers (03.04.2018)Guidelines under the Insurance Distribution Directive on Insurancebased investment products that incorporate a structure which makes it difficult for the customer to understand the risks involved (13.03.2018)ESMA Guidelines: Calibration of circuit breakers and publication of trading halts under MiFID II (08.09.2017)Guidelines on facilitating an effective dialogue between competent authorities supervising insurance undertakings and statutory auditor(s) and the audit firm(s) carrying out the statutory audit of those undertakings (22.03.2017)MAR Guidelines Information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives (16.03.2017)Joint Guidelines on the characteristics of a risk‐based approach to anti‐money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk‐sensitive basis (13.01.2017)Preparatory Guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributors (26.07.2016)Guidelines for the assessment of knowledge and competence (19.07.2016)ESMA Guidelines on complex debt instruments and structured deposits (29.03.2016)EIOPA Guidelines on the Application of Solvency II (17.11.2015)EIOPA Guidelines on the Application of Solvency II (17.11.2015)Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial sector required by Directive 2007/44/EC (16.10.2015)Commission recommendation of 9 April 2014 on the quality of corporate governance reporting (16.10.2015)EIOPA Guidelines on the use of the Legal Entity Identifier (LEI) (16.10.2015)EIOPA Guidelines on Complaints-Handling by Insurance Undertakings (16.10.2015)Second set of CESR guidance and information on the common operation of Market Abuse Directive adopted during FSC's Board Meeting on 4 October 2012 (15.10.2015)Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates (15.10.2015)ESMA Guidelines on ETFs and other UCITS issues Updated in 2014 (15.10.2015)Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates (15.10.2015)ESMA Guidelines on enforcement of financial information adopted at the FSC's Board Meeting on February 5th, 2015 (15.10.2015)Guidelines and Recommendations regarding the implementation of the CPSS-IOSCO Principles for Financial Market Infrastructures in respect of Central Counterparties (15.10.2015)ESMA Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities adopted during FSC's Board Meeting on 23 April 2012 (15.10.2015)ESMA Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS The Methodology is adopted by FSC DECISION №482-UD of 21 May 2012 (15.10.2015)CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS The Methodology is adopted by FSC DECISION №482-UD of 21 May 2012 (15.10.2015)Third set of CESR guidance and information on the common operation of Market Abuse Directive adopted during FSC's Board Meeting on 4 October 2012 (15.10.2015)Joint Committee Guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors (15.10.2015)First set of CESR guidance and information on the common operation of Market Abuse Directive adopted during FSC's Board Meeting on 4 October 2012 (15.10.2015)ESMA Guidelines on certain aspects of the MiFID compliance function requirements (15.10.2015)ESMA Guidelines on certain aspects of the MiFID suitability requirements (15.10.2015)ESMA Guidelines on the exemption for market making activities and primary market operations under Regulation on short selling and certain aspects of Credit Default Swaps adopted at the FSC's Board Meeting on June 3th, 2013 (15.10.2015)ESMA Guidelines on ETFs and other UCITS issues (15.10.2015)ESMA Guidelines on sound remuneration policies under the AIFMD (15.10.2015)ESMA Guidelines on key concepts of the AIFMD (15.10.2015)ESMA Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements (15.10.2015)Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (15.10.2015)ESMA Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA (15.10.2015)ESMA Guidelines on reporting obligations under AIFMD under Articles 3(3)(d) and 24(1), (2) and (4) (15.10.2015)
